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基于可见/近红外透射光谱技术的红提糖度和含水率无损检测

高升,王巧华

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高升, 王巧华. 基于可见/近红外透射光谱技术的红提糖度和含水率无损检测[J]. , 2021, 14(3): 566-577. doi: 10.37188/CO.2020-0085
引用本文: 高升, 王巧华. 基于可见/近红外透射光谱技术的红提糖度和含水率无损检测[J]. , 2021, 14(3): 566-577.doi:10.37188/CO.2020-0085
GAO Sheng, WANG Qiao-hua. Non-destructive testing of red globe grape sugar content and moisture content based on visible/near infrared spectroscopy transmission technology[J]. Chinese Optics, 2021, 14(3): 566-577. doi: 10.37188/CO.2020-0085
Citation: GAO Sheng, WANG Qiao-hua. Non-destructive testing of red globe grape sugar content and moisture content based on visible/near infrared spectroscopy transmission technology[J].Chinese Optics, 2021, 14(3): 566-577.doi:10.37188/CO.2020-0085

基于可见/近红外透射光谱技术的红提糖度和含水率无损检测

doi:10.37188/CO.2020-0085
基金项目:国家自然科学基金资助项目(No. 31871863);湖北省自然科学基金资助项目(No. 2012FKB02910);湖北省研究与开发计划项目(No. 2011BHB016)
详细信息
    作者简介:

    高 升(1988—),男,山东临朐人,博士,2017年于青岛农业大学获得硕士学位,主要从事农产品无损智能检测、机电一体化技术及装备。Email:401116575@qq.com

    王巧华(1970—),女,湖北黄梅人,博士,教授,2009年于华中农业大学获得博士学位,主要从事农畜禽产品无损智能检测、机电一体化技术及装备。E-mail:wqh@mail.hzau.edu.cn

  • 中图分类号:O657

Non-destructive testing of red globe grape sugar content and moisture content based on visible/near infrared spectroscopy transmission technology

Funds:Supported by National Natural Science Foundation of China (No. 31871863); Natural Science Foundation of Hubei Province (No. 2012FKB02910); Research and Development Plan Project of Hubei Province(No. 2011BHB016)
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  • 摘要:本文研究基于可见/近红外透射光谱技术的红提糖度和含水率的无损检测方法。采集360个红提样本,并分别利用标准正态变量变换(Standard Normal Variable transformation,SNV)、SavitZky-Golay卷积平滑处理法(SavitZky-Golay,S_G)等光谱预处理方法处理后的数据建立PLSR模型,分别采用一次降维(GA、SPA、CARS、UVE)和二次降维组合(CARS-SPA、UVE-SPA、GA-SPA)7种数据降维方法对光谱进行特征变量提取,分别建立红提糖度和含水率的偏最小二乘回归算法(Partial Least Squares Regression,PLSR)和最小二乘支持向量机(Least Squares Support Vector Machine,LSSVM)含量检测模型并对比分析模型的优劣。结果表明:红提糖度和含水率的最优PLSR模型波长提取方法为GA-SPA-PLSR,最优模型的预测集相关系数分别为0.958、0.938;红提糖度和含水率的最优LSSVM模型波长提取方法分别为CARS-SPA-LSSVM、UVE-SPA-LSSVM,最优模型的预测集相关系数分别为0.969、0.942;LSSVM所建模型的效果好于PLSR所建模型,但模型的运算时间较长。研究结果表明:基于可见/近红外技术无损检测红提糖度和含水率的方法可行,两种最优检测模型的预测精度均较高,都能满足检测要求。在不同应用下,可酌情选择不同模型,PLSR所建最优模型的运算时间较短,适合在线快速检测;LSSVM的检测性能最佳,可更加准确地检测红提糖度和含水率。

  • 图 1红提可见/近红外光谱采集系统图

    Figure 1.Schematic of visible / near-infrared spectrum acquisition system for red globe grape

    图 2红提样本的原始光谱

    Figure 2.Original spectra of red globe grape samples

    图 3红提糖度的GA特征波长选取图

    Figure 3.GA characteristic wavelength selection map of sugar content of red globe grape

    图 4红提糖度的SPA特征波长选取图

    Figure 4.SPA characteristic wavelength selection map of red globe grape′s sugar content

    图 5红提糖度的CARS特征波长选取图

    Figure 5.CARS characteristic wavelength selection map of red globe grape′s sugar content

    图 6红提糖度的UVE特征波长选取图

    Figure 6.UVE characteristic wavelength selection map of red globe grape′s sugar content

    图 7基于GA-SPA-PLSR红提糖度最优PLSR模型

    Figure 7.Optimal PLSR model based on GA-SPA-PLSR for red globe grape′s sugar content

    图 8基于GA-SPA-PLSR红提含水率最优PLSR模型

    Figure 8.Optimal PLSR model based on GA-SPA-PLSR red globe grape′s moisture content

    图 9基于CARS-SPA-LSSVM红提糖度最优LSSVM模型

    Figure 9.Optimal LSSVM model based on CARS-SPA-LSSVM for red globe grape′s sugar content

    图 10基于CARS-SPA-LSSVM红提含水率最优LSSVM模型

    Figure 10.Optimal LSSVM model based on CARS-SPA-LSSVM for red globe grape′s moisture content

    表 1原始光谱及采用不同预处理方法后建立的的全波长PLSR检测模型

    Table 1.Original spectra and full-wavelength PLSR detection model established by different pretreatment methods

    指标 预处理 LVs主因子数 校正集 预测集
    Rc RMSEC Rp RMSEP
    糖度 原始光谱 15 0.927 0.498 0.933 0.493
    SNV 19 0.954 0.412 0.907 0.468
    S_G 14 0.793 0.809 0.808 0.759
    Nor 20 0.957 0.401 0.878 0.516
    含水率 原始光谱 15 0.901 0.549 0.868 0.780
    SNV 15 0.892 0.583 0.842 0.731
    Nor 15 0.893 0.603 0.832 0.719
    下载: 导出CSV

    表 2利用KS算法划分样本集的数据统计

    Table 2.Data statistics of sample sets partitioned by KS algorithm

    样本数量 指标 最小值 最大值 平均值 标准差S.D 变异系数C.V
    校正集(270个) 糖度 16.8(°Brix) 24.0(°Brix) 20.2(°Brix) 1.334 6.595%
    含水率 76.689% 84.327% 80.746% 1.268 1.570%
    预测集(90个) 糖度 17.8(°Brix) 22.7(°Brix) 20.2(°Brix) 1.275 6.293%
    含水率 76.635% 83.621% 80.582% 1.450 1.780%
    下载: 导出CSV

    表 3不同放置模式的全波长PLSR检测模型

    Table 3.Full-wavelength PLSR detection models of samples with different placement modes

    放置模式 指标 LVs主因子数 校正集 预测集
    Rc RMSEC Rp RMSEP
    竖放 糖度 16 0.922 0.503 0.907 0.589
    含水率 15 0.897 0.567 0.861 0.812
    横放 糖度 15 0.908 0.576 0.890 0.614
    含水率 15 0.884 0.629 0.811 0.921
    平均光谱 糖度 15 0.927 0.498 0.933 0.493
    含水率 15 0.901 0.549 0.868 0.780
    下载: 导出CSV

    表 4基于特征波长建立的红提糖度和含水率PLSR检测模型

    Table 4.PLSR detection models of red globe grape′s sugar and moisture content based on wavelength characteristics

    指标 特征波长提取方法 波点个数 LVs主因子数 校正集 预测集 RPD
    Rc RMSEC Rp RMSEP
    糖度 原始光谱 1150 15 0.927 0.498 0.933 0.493 2.586
    GA 85 13 0.941 0.450 0.929 0.499 2.555
    SPA 17 15 0.889 0.610 0.921 0.527 2.419
    CARS 27 15 0.915 0.537 0.926 0.502 2.540
    糖度 UVE 437 13 0.912 0.547 0.925 0.510 2.500
    CARS-SPA 9 5 0.896 0.592 0.919 0.529 2.410
    UVE-SPA 15 10 0.898 0.585 0.917 0.531 2.401
    GA-SPA 15 10 0.957 0.390 0.958 0.375 3.400
    含水率 原始光谱 1150 15 0.901 0.549 0.868 0.780 1.860
    GA 78 10 0.900 0.551 0.892 0.728 1.992
    SPA 12 11 0.840 0.687 0.838 0.833 1.741
    CARS 27 15 0.901 0.549 0.868 0.780 1.859
    UVE 615 13 0.891 0.574 0.874 0.758 1.913
    CARS-SPA 11 11 0.819 0.726 0.848 0.858 1.690
    UVE-SPA 19 14 0.882 0.597 0.867 0.770 1.884
    GA-SPA 13 7 0.934 0.454 0.938 0.512 2.832
    下载: 导出CSV

    表 5红提糖度和含水率PLSR检测模型的最优特征波点列表

    Table 5.List of optimal wave point characteristics of the sugar and moister content of PLSR detection model for red globe grapes

    指标 建模方法 波长/nm
    糖度(15个) GA-SPA-PLSR 722.35、774.15、802.39、813.39、867.92、882.13、904.45、910.44、929.67、943.31、950.11、954.36、968.36、975.57、1002.59
    含水率(13个) GA-SPA-PLSR 750.06、799.03、825.98、835.52、859.73、863.61、869.64、878.26、904.02、909.58、913.01、947.56、967.09
    下载: 导出CSV

    表 6基于特征波长建立的红提糖度和含水率LSSVM检测模型

    Table 6.LSSVM detection models of sugar and moisture content for red globe grapes based on wavelength characteristics

    指标 特征波长提取方法 波点个数 γ σ2 校正集 预测集 RPD
    Rc RMSEC Rp RMSEP
    糖度 原始光谱 1150 606877.813 27698.587 0.976 0.296 0.937 0.451 2.827
    GA 85 486007.978 1715.475 0.964 0.354 0.940 0.441 2.891
    SPA 17 255631.106 269.184 0.946 0.436 0.905 0.544 2.344
    CARS 27 352524.566 442.091 0.944 0.442 0.941 0.434 2.938
    UVE 437 709628.506 8410.785 0.968 0.338 0.942 0.431 2.958
    CARS-SPA 9 493958.299 187.240 0.967 0.340 0.969 0.322 3.960
    UVE-SPA 15 394145.82 282.089 0.935 0.472 0.925 0.485 2.629
    GA-SPA 15 347263.829 384.322 0.935 0.473 0.937 0.449 2.839
    含水率 原始光谱 1150 54302.715 46313.338 0.949 0.405 0.888 0.711 2.040
    GA 78 351395.906 2351.707 0.931 0.465 0.899 0.683 2.124
    含水率 SPA 12 224241.827 258.227 0.873 0.620 0.844 0.806 1.800
    CARS 27 454665.452 23000.299 0.962 0.350 0.891 0.686 2.114
    UVE 615 647436.819 22685.185 0.947 0.412 0.896 0.684 2.120
    CARS-SPA 11 751032.167 865.070 0.883 0.595 0.843 0.820 1.769
    UVE-SPA 19 606836.672 365.462 0.945 0.451 0.942 0.475 3.053
    GA-SPA 13 3888528.517 496.001 0.908 0.531 0.889 0.728 1.992
    下载: 导出CSV

    表 7红提糖度和含水率LSSVM检测模型的最优特征波点列表

    Table 7.List of optimal wave point characteristics of the sugar and moisture content of LSSVM detection model for red globe grape

    指标 建模方法 波长/nm
    糖度(9个) CARS-SPA-LSSVM 826.41、874.38、880.84、904.45、910.44、915.15、944.16、950.96、974.30
    含水率(19个) UVE-SPA-LSSVM 644.83、647.94、711.77、726.76、768.90、781.14、803.82、815.56、825.98、863.61、876.53、888.14、909.16、914.72、959.03、965.40、995.85、997.96、1032.01
    下载: 导出CSV
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出版历程
  • 收稿日期:2020-05-08
  • 修回日期:2020-06-15
  • 网络出版日期:2021-04-28
  • 刊出日期:2021-05-14

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